We are a software company serving the securities industry exclusively since 1975. We have designed, integrated, deployed, and supported hundreds of applications at over 40 major brokerage firms and banks in our 49-year history.
We are a software company serving the securities industry exclusively since 1975. We have designed, integrated, deployed, and supported hundreds of applications at over 40 major brokerage firms and banks in our 49-year history.
Our systems run in-house; not as service bureau systems. This allows for tight integration with existing operations and technology platforms. Each system may be customized, if necessary, during installation. Calculation results, database data, and reports may be embedded into existing infrastructures and delivery mechanisms. We deliver full source code, documentation, programmer and user training so that firms may leverage our experience, expertise and code-base while securing control of their future. Our systems run on all operating systems and connect with virtually all back-end databases. Our products all have web-based front-ends and do not require any application-specific end-user desktop installations. Application entitlements are integrated with existing security infrastructures when possible.
All of our systems are fully multi-currency allowing any/all data and calculations to be performed in, and converted to any currency.
Our systems contain end-of-day, intra-day / real-time, and what-if environments. They are installed in-house with source code. All of our systems are fully documented and come with 24 x 7 x 365 day support.
Systems
Margin Systems. Corporate Actions Systems. Consolidated Stock Record Systems. 15C3-3 Allocation Systems. Rehypothecation/Seg Systems. Short Rebate Interest Systems. Self-Clearing Systems. Full Back-Office Systems.
The Portfolio Margin System calculates Regulatory (TIMS) requirements, House requirements, and Day Trading requirements per FINRA rules.
The Reg-T Margin System calculates House, Regulatory, and Federal requirements per FINRA Rule 4210.
The Corporate Actions System handles all aspects of mandatory and voluntary deals from announcement collection, comparison, cleansing, and reporting, entitlements processing, to automatically generating tax-appropriate entries which adjust the accounts.
The CSR System combines multiple Stock Records into a single warehouse for reporting and downstream extract.
The 15C3-3 Allocation System performs a user-defined allocation of the Stock Record, and prepares all of the necessary XML files for the FINRA Automated Exam Program data submission.
Fixed-Fee or hourly installs. No subcontractors. Source code and documentation come standard. Annual maintenance optional.
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